Risk & Compliance

Self-service analytics and data democratization

12 min read
EXECUTIVE SUMMARY - RISK & COMPLIANCE

Enable proactive risk management and automated compliance monitoring across the enterprise

THE CHALLENGE

Risk and compliance teams face increasing regulatory requirements, manual monitoring processes, and difficulty aggregating risk data across business lines.

THE SOLUTION

An integrated risk analytics platform with automated compliance monitoring, real-time risk dashboards, and AI-powered anomaly detection.

PROJECTED IMPACT
100%
Compliance Coverage
10x
Risk Detection
-75%
Audit Prep Time

Current Assessment

Analytics maturity and readiness evaluation

MATURITY LEVEL
2/5
Developing
Current State
STRENGTHS
  • Strong regulatory expertise
  • Clear compliance requirements
  • Executive priority
GAPS TO ADDRESS
  • !Manual compliance monitoring
  • !Fragmented risk data
  • !Limited predictive capabilities
Analytics Readiness Score42%

Portfolio Overview

Current analytics assets and usage metrics

178
Reports
95
Active Users
10
Data Products
22
Dashboards
REPORT BREAKDOWN BY CATEGORY
Credit Risk52 reports (29%)
Regulatory Compliance45 reports (25%)
Operational Risk38 reports (21%)
Market Risk28 reports (16%)
Fraud Detection15 reports (9%)

Implementation Roadmap

Phased approach to analytics enablement

Phase 1In ProgressQ1-Q2 2025

Foundation

DELIVERABLES
  • Risk Dashboard
  • Compliance Monitoring
  • Regulatory Reporting
SUCCESS METRICS
User Onboarding30 users
Automation Rate40%
Phase 2UpcomingQ3-Q4 2025

Expansion

DELIVERABLES
  • Real-time Risk Alerts
  • AML Analytics
  • Fraud Detection Dashboard
SUCCESS METRICS
User Adoption65 users
Automation Rate70%
Phase 3UpcomingQ1-Q2 2026

Advanced

DELIVERABLES
  • AI Risk Scoring
  • Predictive Compliance
  • Automated Audit Support
SUCCESS METRICS
User Adoption95 users
Automation Rate90%

Initiatives Progress

Overall progress tracking for all initiatives

STATUS BREAKDOWN
Completed
0
In Progress
2
Planned
2
Backlog
1
5 Total Initiatives2 Active
PROGRESS METRICS
Overall Progress23%
Critical Initiatives (2)50%
0
Delivered
2
In Flight

Initiatives Backlog

Analytics initiatives and projects for Risk & Compliance

CRITICALIn Progress

Enterprise Risk Dashboard

Consolidated view of enterprise-wide risk metrics

55%
TIMELINE
2025-012025-04
Owner: Enterprise Risk
DELIVERABLES
  • Risk heatmap
  • KRI monitoring
  • Trend analysis
DEPENDENCIES
Risk data warehouse
CRITICALIn Progress

Compliance Monitoring System

Automated regulatory compliance tracking and reporting

45%
TIMELINE
2025-012025-05
Owner: Compliance Team
DELIVERABLES
  • Compliance dashboard
  • Breach alerts
  • Regulatory calendar
DEPENDENCIES
Regulatory mapping
HIGHPlanned

AML/KYC Analytics

Anti-money laundering and customer due diligence analytics

15%
TIMELINE
2025-032025-07
Owner: Financial Crime
DELIVERABLES
  • SAR analytics
  • Customer risk scoring
  • Investigation tools
DEPENDENCIES
Transaction monitoring data
HIGHPlanned

Fraud Detection Platform

Real-time fraud detection and prevention analytics

0%
TIMELINE
2025-Q32025-Q4
Owner: Fraud Prevention
DELIVERABLES
  • Fraud detection models
  • Alert management
  • Case investigation
DEPENDENCIES
Real-time data streaming
MEDIUMBacklog

AI Risk Scoring

ML-powered predictive risk assessment

0%
TIMELINE
2026-Q12026-Q2
Owner: Data Science Team
DELIVERABLES
  • Predictive risk models
  • Early warning system
  • Scenario analysis
DEPENDENCIES
ML PlatformHistorical risk data